Provision of experienced, ASIC-compliant Responsible Managers (RMs) to support AFSL application and obligations, ensuring effective oversight, competence, and regulatory accountability.

We also establish and support Compliance Committees to strengthen governance, including defining structures, roles, and implementing monitoring, reporting, and review processes aligned with regulatory requirements.

Design and implementation of robust AML/CTF programs and KYC procedures aligned with AUSTRAC requirements and ASIC regulatory guidance. We support end-to-end framework development, including risk assessments, customer due diligence processes, transaction monitoring, reporting obligations, and ongoing compliance reviews to ensure effective risk management and regulatory compliance.

Continuous compliance advisory, monitoring, and regulatory updates to ensure your business remains aligned with evolving obligations. We provide ongoing guidance, periodic reviews, and proactive risk identification to support sustained compliance and operational resilience.

Development of scalable operating models and tailored procedures for funds management businesses. We design end-to-end operational frameworks covering investor onboarding, investor reporting (statements, notices, and communications), capital raising, and fund deployment, alongside robust workflows, controls, and governance processes to support efficient operations, regulatory compliance, and sustainable growth.

Qualified independent assessments of your compliance framework to identify gaps, assess effectiveness, and strengthen internal controls. We provide practical recommendations aligned with regulatory expectations to enhance compliance, governance, and risk management.

Assistance with the application for the Capital Markets Services (CMS) Licence in Singapore, facilitating your business expansion into the region. For licensed entities, we also provide ongoing regulatory advisory, risk management, and tailored operational support solutions. See more details.

As a Tranche 2 entity, including legal, accounting, real estate, and professional service firms, you face complex, new Anti-Money Laundering and Counter-Terrorism Financing (AML/CTF) obligations commencing from July 1, 2026. We offer end-to-end advisory services to simplify your compliance roadmap, from confirming your specific designated services to developing a fully tailored AML/CTF framework. Partner with us now to ensure a smooth and cost-effective transition, mitigate regulatory risk, and embed a fit-for-purpose compliance culture before the mandatory deadlines. See more details.